Compliance Officer (Certified)

Are you a Certified Compliance Officer? A Cysec licensed brokerage firm (CIF) offering a full spectrum of investment services, wants to hire you.  If you are based in Nicosia, Cysec certified and looking to join a dynamic and diverse company, then keep on reading.

The company’s mission is to provide its clients with the tools needed to achieve financial success.  They offer a wide range of multi-product trading platforms to allow clients to find opportunities and diversify risk in a fast and unforgiving financial market. With a team of dedicated traders, they are ready to assist clients to execute their trades in a timely fashion, and at the same time enlisting confidence in them, to trade assertively on the world’s major financial markets.

Your Responsibilities:

• Liaising with all relevant business and supporting areas within the Company.
• Monitoring of the adequacy and effectiveness of the measures and procedures of the Company.
• Advising and assisting the relevant persons responsible for carrying out the investment services to be in compliance with the Law.
• Preparing the annual written reports to be submitted to the regulators and any other regulatory requirements that might be required from time to time.
• Providing training and educating the staff of the Company with respect to the compliance/AML function according to the Law.
• Monitoring of legal and regulatory developments and assess their impact on the compliance of the firm’s ongoing business processes.
• Review, amend and approve marketing communications of the firm as well as the content of the website and client portal.
• Maintain and update internal operations manual, internal policies, and procedures of the firm, in order to be in line with regulatory requirements.
• Maintain records of internal approvals, personal trading statements, communications with authorities, etc…
• Develop and deliver training on compliance issues to the firm’s personnel.
• Design and constantly update the Company’s Policies and procedures related to compliance and AML matters.
• Review all the Company’s policies and procedures in order to be in line with CySEC requirements.
• Review the company’s marketing/promotional material advising on amendments needed.
• Monitor transactions.
• Assist with the Internal Audit and Risk Management.
• Review and draft contracts, terms and conditions and any other legal documents.
• Analyzing changes in the Laws and regulations, keeping the Company’s Internal Operations Manual up to date and monitoring implementation.
• Identification of the risks relating to the firm’s activities, processes, and systems.

Your Profile:

• University / College Degree in Law, Economics, Finance or any other relevant field.
• Holder of CySEC Advanced Certificate is a must – or close to completing.
• Excellent knowledge of rules and regulations of CySEC, MIFID II.
• Up-to-date with CySEC circulars.
• At least 2 years of experience in a previous Compliance role within a CIF company.
• Excellent Computer Skills.
• Excellent communication skills in both Greek & English (Written & Spoken).
• Strong analytical skills.
• Organized, diligent, and able to pay attention to detail
• Ability to work under pressure and tight Deadlines.
• Team player with strong work ethics.
• Leading and supervising skills.

The company offers:

• 2,300 – 3,300 gross salary x 12
• Full Medical Aid
• Bonus equivalent to one month salary
• Training and development.  They will cover the Cysec Advanced certification if needed