Compliance Assistant

Our client, a reputable firm providing services to the financial firms, currently has an opportunity for Compliance Assistant to join their team. The successful candidate should have demonstrated work experience in a similar position or a related financial services firm.

• To coordinate operational activities so as to maintain compliance with legal and requirements; identifying compliance issues
• Prepare and submit compliance reports
• Analyze regulatory developments, new compliance legislation, and market developments
• Enforce organization standards, policies, and procedures
• Research regulations by reviewing regulatory bulletins and market standards behavior
• Comparing electronic data with data provided in the original form
• Conducting KYC verification process for corporate clients and counterparties
• Conduct compliance monitoring of clients and third parties KYC
• Prepare agreements with employees, clients, 3rd parties to ensure compliance with legal requirement
• Consulting services to EU and on-EU based regulated entities to ensure that they are compliant with the relevant and current regulatory requirements

• Demonstrated work experience in a similar position or a related financial services firm
• University degree in Law, Finance, Economics or in a similar discipline
• MiFID experience
• Excellent skills in document and process formation
• Fluency in English, both verbal and written.
• Fluency in other languages will be considered an advantage